Our service provides the most up-to-date SEC EDGAR forms and instructions in PDF format. Click the links to download the forms and instructions.
Forms for Domestic Corporations
10-K - Annual Report (audited)
11-K - Annual Report of Employee Stock Purchase, Savings and Similar Plans.
10-Q - Quarterly Report - Unaudited Financial Reports
8-K - Current Report
ARS - Annual Shareholder Report (voluntary)
DEF 14A - Annual Proxy
S-1,
S-3,
S-4,
S-6,
S-8 - Registrations (IPOs, SPOs, Debt, Shelf Registrations, Mergers)
D - Private Placement, Sale of Unregistered Securities
12b-25 - Notice of Late Filing
Forms for Foreign Corporations
20-F - Foreign Filer Registrations or Annual Report
40-F - Canadian Registration or Annual Report
6-K - Current Report
F-1, F-3, F-4, F-6 - Registration Statements for Foreign Private Issuers, ADRs
F-7, F-8, F-9, F-10, F-80 - Registration Statements for Canadian Issuers.
Forms for Insiders
3 - Initial Stock Award
Instructions
4 - Transactions: buy, sell, option exercise etc.
Instructions.
5 - Annual statement of changes in beneficial ownership - end of year
Instructions
144 - Announcement of intent to sell a large block of stock (voluntary)
Forms for Investment Company Registration and Reporting
N-CSR - Annual Certified Shareholder Report
N-CSRS - Semi Annual Certified Shareholder Report
N-Q - Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
N-MFP - Monthly schedule of Portfolio Holdings of Money Market Funds
N-PX - Annual Report of Proxy Voting Record